UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  May 24, 2017

 

MFA FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Registrant’s telephone number, including area code: (212) 207-6400

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

 

 

Item 5.07  Submission of Matters to a Vote of Security Holders.

 

On May 24, 2017, MFA Financial, Inc. (the “Company”) held its 2017 Annual Meeting of Stockholders (the “Annual Meeting”) for the purpose of:  (i) electing three Class I directors to serve on the Board until the 2020 Annual Meeting of Stockholders and until their successors are duly elected and qualify; (ii) considering and voting on the ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2017; (iii) considering and voting on an advisory (non-binding) resolution to approve the Company’s executive compensation; and (iv) considering and voting on an advisory (non-binding) proposal regarding the frequency of the advisory (non-binding) vote on the Company’s executive compensation.

 

As disclosed in the Proxy Statement, as of March 29, 2017 (the record date for stockholders of the Company entitled to notice of and to vote at the Annual Meeting), the Company had issued and outstanding 372,843,142 shares of common stock, each of which was entitled to one vote at the Annual Meeting.  A quorum of 330,156,011 shares of common stock of the Company, which represented approximately 88.55% of the issued and outstanding shares of common stock, was present in person or by proxy at the Annual Meeting.

 

The final voting results for each of the proposals submitted to a vote of stockholders at the Annual Meeting are set forth below.

 

Proposal 1.   The three nominees for election to the Board were elected to serve on the Board until the 2020 Annual Meeting of Stockholders and until their successors are duly elected and qualify, based on the following votes:

 

Name of Class I								Broker
Nominee		For		Against		Abstain		Non-Votes
Stephen R. Blank		270,193,870		8,420,550		420,688		51,120,903
Laurie Goodman		273,251,243		5,403,819		380,046		51,120,903
William S. Gorin		273,045,823		5,569,880		419,405		51,120,903

 

As indicated above, each of the nominees for director received over a majority of votes cast on a per director basis and therefore has been duly elected to serve as a Class I director of the Company.

 

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Proposal 2.  The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2017, was approved, based on the following votes:

 

For		Against		Abstentions
326,294,702		1,889,418		1,971,891

 

Proposal 3.  The proposal to consider, on an advisory (non-binding) basis, the Company’s executive compensation was approved, based on the following votes:

 

For		Against		Abstentions		Broker Non-Votes
269,228,690		8,339,791		1,466,627		51,120,903

 

Proposal 4.  The advisory (non-binding) recommendation of the frequency of future votes on MFA’s executive compensation received the following votes:

 

1 Year		2 Years		3 Years		Abstentions		Broker Non-Votes
253,301,976		1,091,317		23,544,664		1,097,151		51,120,903

 

Based upon the voting results set forth above under Proposal 4, the Board has determined, based on the recommendation of its Compensation Committee, that future advisory (non-binding) votes on MFA’s executive compensation will be submitted to stockholders on an annual basis.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

	MFA FINANCIAL, INC.
	(REGISTRANT)
	By:	/s/ Harold E. Schwartz
	Name:	Harold E. Schwartz
	Title:	Senior Vice President and General Counsel
Date:  May 25, 2017

 

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