8-K: Current report filing
Published on October 4, 2007
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
_________________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): October 2, 2007
MFA MORTGAGE INVESTMENTS, INC.
(Exact Name of Registrant as Specified in Charter)
Maryland | 1-13991 | 13-3974868 | ||
(State or Other Jurisdiction of Incorporation) |
(Commission File No.) |
(IRS Employer Identification No.) |
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350 Park Avenue, 21st Floor, New York, New York 10022 | ||
(Address of Principal Executive Office) (Zip Code) |
Registrants Telephone Number, Including Area Code: (212) 207-6400
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the Registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
ITEM 1.01. ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.
On October 2, 2007, MFA Mortgage Investments, Inc. (the Company) entered into an
underwriting agreement (the Underwriting Agreement) with UBS Securities LLC, Deutsche Bank
Securities Inc., JMP Securities LLC, Bear, Stearns & Co., Inc. and RBC Capital Markets Corporations
(collectively, the Underwriters) relating to the sale of 7,000,000 shares of the Companys common
stock, par value $0.01 per share (the Common Stock), and the granting to the Underwriters of an
option to purchase up to an additional 1,050,000 shares of Common Stock to cover over-allotments
that may occur during the offering process. A copy of the Underwriting Agreement is attached as an
exhibit hereto.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(c) | Exhibits. | ||
1.1 | Underwriting Agreement, dated October 2, 2007, between the Company and the Underwriters. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
MFA MORTGAGE INVESTMENTS, INC. |
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By: | /s/Timothy W. Korth | |||
Timothy W. Korth | ||||
General Counsel and Senior Vice President -- Business Development | ||||
Date: October 3, 2007