Form: 8-K

Current report filing

December 22, 2020

6.50% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share false 0001055160 0001055160 2020-12-22 2020-12-22 0001055160 us-gaap:CommonStockMember 2020-12-22 2020-12-22 0001055160 mfa:M7.50SeriesBCumulativeRedeemablePreferredStockParValue0.01PerShare2Member 2020-12-22 2020-12-22 0001055160 mfa:M6.50SeriesCFixedToFloatingRateCumulativeRedeemablePreferredStockParValue0.01PerShare1Member 2020-12-22 2020-12-22 0001055160 mfa:SeniorNoteDue2042Member 2020-12-22 2020-12-22

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 22, 2020

 

 

MFA FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Maryland   1-13991   13-3974868

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

350 Park Avenue, 20th Floor

New York, New York

  10022
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (212) 207-6400

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

 

Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Trading

Symbol(s)

 

Name of Each Exchange

on Which Registered

Common Stock, par value $0.01 per share   MFA   New York Stock Exchange
7.50% Series B Cumulative Redeemable Preferred Stock, par value $0.01 per share   MFA/PB   New York Stock Exchange
6.50% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share   MFA/PC   New York Stock Exchange
8.00% Senior Notes due 2042   MFO   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 7.01.

Regulation FD Disclosure.

On December 22, 2020, MFA Financial, Inc., a Maryland corporation (the “Company”), issued a press release (the “Press Release”) announcing the redemption of senior notes set forth under Item 8.01 of this Current Report on Form 8-K. The Company hereby furnishes the information set forth in the Press Release attached hereto as Exhibit 99.1, which is incorporated herein by reference.

The Press Release is being furnished pursuant to Item 7.01, and the information contained therein shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

 

Item 8.01.

Other Events.

On December 22, 2020, the Company announced that it will redeem all of the outstanding $100 million aggregate principal amount of 8.00% Senior Notes due 2042 (the “Senior Notes”), at a redemption price equal to 100% of the principal amount of the Senior Notes to be redeemed plus unpaid interest, if any, accrued thereon to, but excluding, January 6, 2021.

 

Item 9.01.

Financial Statements and Exhibits.

 

(d)

Exhibits.

 

Exhibit
No.

  

Description

99.1    Press Release, dated December 22, 2020
104    Cover Page Interactive Data File (formatted as Inline XBRL).


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    MFA FINANCIAL, INC.
    (REGISTRANT)
Date: December 22, 2020     By:  

/s/ Harold E. Schwartz

    Name:   Harold E. Schwartz
    Title:   Senior Vice President and General Counsel