8-K: Current report filing
Published on September 15, 2009
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
_________________
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date of
Report (Date of Earliest Event Reported): September
15, 2009
MFA FINANCIAL,
INC.
(Exact
Name of Registrant as Specified in Charter)
|
Maryland
|
1-13991
|
13-3974868
|
||
|
(State
or Other Jurisdiction
of
Incorporation)
|
(Commission
File
No.)
|
(IRS
Employer
Identification
No.)
|
350 Park Avenue,
21st Floor, New York, New York
10022
(Address
of Principal Executive Office) (Zip Code)
Registrant’s
Telephone Number, Including Area Code: (212)
207-6400
Not
Applicable
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the Registrant under any of the following
provisions:
o Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
ITEM
7.01. REGULATION FD DISCLOSURE.
MFA
Financial, Inc. (“MFA”) issued a press release, dated September 15, 2009,
announcing its third quarter Senior MBS portfolio activity, which is attached
hereto as Exhibit 99.1 and incorporated herein by reference.
The
information referenced under Item 7.01 (including Exhibit 99.1 referenced in
Item 9.01 below) of this Current Report on Form 8-K is being “furnished” under
“Item 7.01. Regulation FD Disclosure” and, as such, shall not be deemed to be
“filed” for the purposes of Section 18 of the Securities Exchange Act of 1934,
as amended (the “Exchange Act”), or otherwise subject to the liabilities of that
Section. The information set forth in this Current Report on Form 8-K
(including Exhibit 99.1 referenced in Item 9.01 below) shall not be incorporated
by reference into any registration statement, report or other document filed by
MFA pursuant to the Securities Act of 1933, as amended (the “Securities Act”),
except as shall be expressly set forth by specific reference in such
filing.
As
discussed therein, the press release may contain forward-looking statements
within the meaning of the Securities Act and the Exchange Act and, as such, may
involve known and unknown risks, uncertainties and assumptions. These
forward-looking statements relate to MFA’s current expectations and are subject
to the limitations and qualifications set forth in the press release as well as
in MFA’s other documents filed with the Securities and Exchange Commission,
including, without limitation, that actual events and/or results may differ
materially from those projected in such forward-looking statements.
ITEM
9.01. FINANCIAL STATEMENTS AND EXHIBITS.
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(c)
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Exhibits.
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99.1
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Press
Release, dated September 15, 2009, announcing MFA’s third quarter Senior
MBS portfolio
activity.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| MFA FINANCIAL, INC. | |||
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By:
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/s/ Timothy W. Korth | |
| Timothy W. Korth | |||
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General
Counsel and Senior Vice President –
Business Development |
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Date:
September 15, 2009